The Experience.

DFPG is hyper-focused on the advisor experience.

Every advisor has specific needs that are unique to his or her practice. Founded by experienced advisors who understand the day-to-day needs of advisor practices, DFPG has developed a flexible partnership support arrangement whereby each advisor can select a personalized experience for their practice.

Support.

From operations, business development, asset management, financial planning and technology, DFPG has developed a broad range of practice management services specifically designed to enhance the advisor experience.

Operations and Administration

DFPG’s home office operations team offers advisors and their staff a centralized support group for effective practice administration. Whether you have your own support staff, or you would like to outsource operations and administration, DFPG has the tools and resources to help you more effectively and efficiently operate your business.

Business Development

DFPG has developed a robust training and support program to assist advisors and their teams in growing assets and more effectively serving the needs of their investors. The DFPG platform is designed to make their advisors different, and better. Through advanced alternative investment training, case work assistance, branding and marketing support, asset management, financial planning support, and more, DFPG advisors are able to create a competitive advantage in an effort to offer an overall better experience and outcome for their clients.

Asset Management

For advisors seeking to outsource asset management, DFPG offers multiple asset management platforms and strategies designed to create model and custom portfolio construction for their specific client needs. DFPG and their partners assist with portfolio construction, monitoring, repositioning, tax optimization and portfolio audits.

Financial Planning

DFPG assists advisors by creating comprehensive prospect proposals and detailed financial plans. These resources help them close more prospects and enhance their offering with unique client-centric deliverables. While you’ll have the initial introduction meeting with a prospective client and gather information, you can outsource the rest to our team, which will provide you with a highly customized deliverable to help you stand out from the competition and accelerate business growth.

Compliance Support.

Your compliance team should support the growth of your practice while seeking to protect you, and most importantly, your clients. As wealth management firms grow larger, the compliance trends move to the lowest common denominator, and sophisticated and compliant advisors are forced to adhere to unnecessary compliance protocols. DFPG’s compliance team is led by a deep team of seasoned professionals who understand regulatory trends and risk management, but who also understand the varying needs of advisors and their clients.

Technology

DFPG provides an open architecture when it comes to what technology our advisors can use. This means DFPG can provide options, from integrating an advisor’s existing technology to improving an advisor’s efficiencies by incorporating technology partners. Listed below are some of the technology solutions and technology partners available at DFPG.

Orion

Orion is a fully-integrated technology platform that assists advisors with portfolio accounting, performance reporting, model management, trading, and tracking important metrics.

CircleBlack

CircleBlack is a client portfolio management solution that gives advisors a powerful and mobile-friendly tool that is fully integrated with Redtail, MoneyGuidePro, Riskalyze, and more.

eMoney

eMoney is a wealth management and financial planning software that provides advisors with a tool for creating customizable, real-time financial planning and modeling solutions for clients.

MoneyGuidePro

MoneyGuidePro provides advisors with an easy-to-use, customizable, and integrated financial planning solution that promises to reduce manual and duplicative work.

Riskalyze

Riskalyze offers a software-based solution for advisors who want to better determine investors’ risk tolerance and profile. Riskalyze helps advisors pinpoint an investor’s Risk Number and build a portfolio to match.

Morningstar

Morningstar is a portfolio management software that provides advisors with sophisticated tools for portfolio accounting, rebalancing, and reporting.

OnBase

OnBase is DFPG’s premier and custom-designed workflow system that provides advisors with the ability to track trade submissions, minimizing delays, and streamlining communication.

Repertoire by Artisan Software

Repertoire by Artisan Software provides advisors with a streamlined way to monitor the status of commissions, along with a suite of statements and reporting tools.

Laser App

Laser App maps the data fields from an advisor’s CRM software to help prefill DFPG, custodian, and product sponsor forms. Advisors can access and complete important forms using Laser App from any device.

DocuSign

DocuSign offers advisors a secure way to upload and send documents to clients, while also enabling clients to access and sign important paperwork electronically.

Citrix’s ShareFile

Citrix’s ShareFile enables advisors to securely share and transfer documents electronically with clients, staff, and DFPG’s home office. With ShareFile, you can also easily share and receive large files.

FMG Suite

FMG Suite is an all-inclusive solution for advisors seeking help with marketing tools, website design, content creation, campaign automation, social media, and contact management.

Learn more about a partnership.

Phone/Fax

Phone: (801) 838-9999
Fax: (801) 838-9988

Office

Utah Headquarters
9017 S. Riverside Drive, #210
Sandy, UT 84070

Hours

Monday-Friday 8am-5pm