Investment Management.

DFPG provides a flexible and robust platform of investment management solutions designed to assist advisors in gathering assets, and more efficiently and effectively managing those assets.

Alternative Investments.

At DFPG, we believe that alternative investments can play an important role in helping investors construct a proper portfolio. DFPG provides alternative investment solutions in Private Equity, Private Credit, Real Estate, and more. Alternative investments may provide critical benefits to advisors and their clients, but they can also present significant risks to investors. Although no level of due diligence and expertise can completely mitigate those risks, it is crucial for advisors to find a partner who will deliver a carefully selected suite of alternative investment solutions.

For advisors and registered representatives to effectively participate in the alternative investments space, it is critical for them to have access to an elite level of education, resources, and expertise. They must understand the nuances of the products they offer, the potential risks and benefits of those products, and how they may or may not fit into an investor’s portfolio. Through their experience, due diligence, education initiatives, and industry leadership, DFPG has assembled a team and a culture that seeks to provide that critical level of support.

The DFPG alternative investments team has decades of experience in alternative investments, and are a recognized leader in the industry. DFPG CEO, Mike Bendix, is the former President of the Alternative & Direct Investment and Securities Association (“ADISA”), the nation’s largest trade association for alternative and direct investments. Furthermore, ADISA awarded DFPG, and certain of its executives, with the ACE Award, President’s Award, and Distinguished Service Award, recognizing their leadership and positive impact in the alternative investment industry.

Clearing and Custody

DFPG partners with the below for clearing and custody services.

TD Ameritrade

Schwab

RBC Advisor Services

Insurance

DFPG’s insurance platform provides access to several risk management professionals, Field Marketing Organizations (“FMOs”) and Insurance Marketing Organizations (“IMOs”), along with most of the industry’s top carriers. DFPG’s robust insurance platform ensures that advisors can bring a full-line of insurance products, services, case design and support to their clients. Below is a list of preferred FMO and IMO partners. DFPG may be able to accommodate advisors who already work with a partner not listed below. 

Allegis Advisor Group

Wealth Vest

ECA Marketing

Learn more about a partnership.