The Platform

Investment Management.

DFPG provides a flexible and robust platform of investment management solutions designed to assist advisors in gathering assets, and more efficiently and effectively managing those assets.

DFPG Managed Solutions

The DFPG Managed Solutions Platform is a centralized, turnkey asset management solutions that allows advisors to focus on client relationships. The platform provides sleeves whereby advisors can select from a versatile set of model portfolios ranging from ETFs, Equities, Mutual Funds, Fixed Income, SMAs and UMAs. For advisors seeking more customized and comprehensive solutions, the DMS Platform provides a mix of tactical and custom Designer Series portfolios. DFPG and their partners assist with portfolio construction, monitoring, repositioning, tax optimization and portfolio audits.

Alternative Managed Solutions

The Alternative Managed Solutions Platform gives advisors access to a select, DFPG-approved list of alternative investments in a fee-based structure. Leveraging DFPG’s expertise in alternative investments and due diligence, AltMS offers advisors added flexibility to meet investors’ demand for alternative asset classes, such as securitized real estate, private equity, private credit, and more.

Advisor Managed Solutions

The Advisor Managed Solutions Platform is designed for advisors who create and manage their clients’ portfolios themselves. With the advisor acting as the direct manager of client assets, AMS equips the advisor with critical business technology and support, including portfolio management tools, compliance support, and billing services.

Outside Managed Solutions

The Outside Managed Solutions Platform permits advisors to work directly with their own preferred third-party asset managers if approved by DFPG. OMS can accommodate full integration of third-party asset manager relationships, whether they exist through DFPG’s custodian partnerships or are sourced directly by the advisor

Alternative Investments.

At DFPG, we believe that alternative investments can play an important role in helping investors construct a proper portfolio. DFPG provides alternative investment solutions in Private Equity, Private Credit, Real Estate, and more. Alternative investments may provide critical benefits to advisors and their clients, but they can also present significant risks to investors. Although no level of due diligence and expertise can completely mitigate those risks, it is crucial for advisors to find a partner who will deliver a carefully selected suite of alternative investment solutions.

For advisors and registered representatives to effectively participate in the alternative investments space, it is critical for them to have access to an elite level of education, resources, and expertise. They must understand the nuances of the products they offer, the potential risks and benefits of those products, and how they may or may not fit into an investor’s portfolio. Through their experience, due diligence, education initiatives, and industry leadership, DFPG has assembled a team and a culture that seeks to provide that critical level of support.

The DFPG alternative investments team has decades of experience in alternative investments, and are a recognized leader in the industry. DFPG CEO, Mike Bendix, is the former President of the Alternative & Direct Investment and Securities Association (“ADISA”), the nation’s largest trade association for alternative and direct investments. Furthermore, ADISA awarded DFPG, and certain of its executives, with the ACE Award, President’s Award, and Distinguished Service Award, recognizing their leadership and positive impact in the alternative investment industry.

Clearing and Custody

DFPG partners with the below for clearing and custody services.

TD Ameritrade

Schwab

RBC Advisor Services

Insurance

DFPG’s insurance platform provides access to several risk management professionals, Field Marketing Organizations (“FMOs”) and Insurance Marketing Organizations (“IMOs”), along with most of the industry’s top carriers. DFPG’s robust insurance platform ensures that advisors can bring a full-line of insurance products, services, case design and support to their clients. Below is a list of preferred FMO and IMO partners. DFPG may be able to accommodate advisors who already work with a partner not listed below.

Allegis Advisor Group

Wealth Vest

Producers Prospect

Insurance offered through ECA Marketing

Learn more about a partnership.

Phone/Fax

Phone: (801) 838-9999
Fax: (801) 838-9988

Office

Utah Headquarters
9017 S. Riverside Drive, #210
Sandy, UT 84070

Hours

Monday-Friday 8am-5pm

The Platform.

DFPG provides a robust offering of investment products and services.